Foundations exist to keep homes exactly where they were built, not lower or higher or tilted to one side. Everything else a foundation offers, such as storage or additional living space, is a bonus.
Homes have four general foundation types. Pier foundations are similar to the supports for free-standing decks. Slab foundations consist of a poured concrete slab sitting directly on the ground. Crawl space foundations have short walls that support the subfloor several feet above the ground. Basement foundations consist of full-height walls supporting the subfloor. To determine which is right for your situation, let’s travel back in time and see why they were created in the first place.
A long ago in a land far away, a pioneer, tired of living in a cold damp cave, took up his ax and headed for the forest. He swiftly felled some trees and arranged them on the ground. Stacking the logs into walls and adding exposed beams to support a roof, he created a comfortable home for himself and Mrs. Pioneer.
All was good, until one day their log
home fell down. Crawling from the rubble, Mr. Pioneer discovered the sill logs — the ones that sat directly on the ground — had rotted. “Note to self,” said Mr. Pioneer. “Don’t place the logs directly on the ground. Keep them above the ground so air circulates and they stay dry.”
He felled more trees. This time, instead of setting the sill logs directly on the ground, he gathered some flat rocks, arranged them in stacks and laid the sill logs across them to support the floor and log walls. Thus, the pier foundation was invented.
Piers worked much better. Seeing the success of the Pioneers, others left their caves and joined them. They, too, liked the look of logs and built
their own log homes in the same manner. With a keen interest in log construction
, Mr. Pioneer watched and over time noticed some things.
While rock piers created a solid base on hard, stable soil, they were less than ideal when ground was soft or soil conditions poor. In some places, piers sank into the ground, leaving logs sitting directly on the soil again. Sometimes, piers sank at one corner, leaving the opposite corner suspended in space, until it eventually drooped, leaving a nasty wrinkle in the floor. In high winds and earthquakes, piers proved useless in keeping homes attached to the earth. “I think my pier foundation needs some tweaking,” thought Mr. Pioneer.
He had noticed that even when conditions were good, floors and walls sometimes still misbehaved. He also noticed that ground expanded and contracted as it froze and thawed. He advised his new neighbors to dig holes for their piers that went below where the ground usually froze. Placing rock piers below frost depth further reduced shifting and settling of people’s homes. “One day, someone will invent building codes, and you’ll have to do this anyway,” Mr. Pioneer told them.
Over time, some kinds of soil proved better than others at supporting the piers. On weak soils, Mr. Pioneer advised using larger piers or more of them. More piers dug deep into the earth meant that it was often easier just to dig a trench under the exterior wall locations and build a rock wall instead of piers. This helped greatly and also created an enclosed space to store tools and things. When Mrs. Pioneer asked him to crawl under the house and retrieve a garden rake, he exclaimed, “I’ve created a crawl space!”
The crawl space not only made it harder for skunks, raccoons, opossums and bears to take up residence under their log home, but also helped insulate the floor against winter’s cold. But there were still some issues. The crawl space had a dirt floor, and moisture from the ground sometimes threatened to rot the floor. Mr. Pioneer considered inventing pressure-treated lumber and wood preservatives but realized he would have to invent too much other stuff first, so he looked for a simpler solution.
He tried ventilating the crawl space by leaving some holes in the rock wall above ground level. This was also an open invitation to many of the critters he had just excluded, so he invented screens to cover the vents. They stopped the critters, but since outside air now circulated under the house, the floors got pretty cold in winter.
About this time, a clever neighbor invented concrete, and Mr. Pioneer quickly saw its potential. “Why not just pour this stuff on flat ground and skip the piers and crawl spaces altogether?” he asked.
“Eureka!” cried his neighbors, “You’ve just invented the slab foundation!”
People really liked slabs because they saved a lot of digging and rock stacking. This made construction faster and less expensive. But folks living in cold climates still had problems. Freezing and thawing caused the concrete slabs to buckle, and walking barefoot in winter wasn’t for the faint-hearted.
“Try digging a trench deeper than frost penetrates around the edge of the slab,” advised Mr. Pioneer. “Let the concrete flow into it. If it works, we’ll call it a monolithic, or turned-down, slab. If it doesn’t work, just forget I mentioned it.”
It worked, and the monolithic slab was born. It worked well in many situations but wasn’t right for everyone. Slabs needed fairly flat ground. In colder climates, the trench around the edge had to be deep, requiring a lot of digging and, more importantly, a lot of expensive concrete. In these circumstances, it looked like piers or vented crawl spaces were better choices. Of course, these choices brought back cold floors, occasional shifting or sinking foundations and potential moisture damage.
Mr. Pioneer had an idea. “Pour this concrete stuff into the pier holes and trenches,” he suggested “Not only will this provide a firm base for rock piers and walls, but it will be wider and help distribute the weight of your home more evenly, and reduce shifting and sinking. When building codes are invented, they’ll probably specify a minimum of 6 to 12 inches thick, depending on the situation.”
“Thank you for inventing footings,” cheered his neighbors. They all drank a toast and held a dance — until someone asked, “What about cold floors and ground moisture?”
“I’m working on it,” responded Mr. Pioneer.
Birth of Basements
Standing in a trench five or six feet deep to get footings below frost depth, Mr. Pioneer thought, “We’ve dug this monstrous trench, and now we have to build walls 5 or 6 feet high. Why not just dig a little deeper so folks can stand up down here and then pour a concrete floor? We’ll leave out the vents, although someone might want to invent a basement window to let some light and air in.”
“Fantastic!” the neighbors shouted. “You’ve finally invented the full basement. Now we have a great place for pool tables, home theaters and more storage.”
So, over the space of a few thousand years, the basic types of foundation were invented to fit all kinds of environments and building conditions. At this point, you might think the story ends. Far from it.
I caught up with the Pioneers in a retirement community in North Carolina. I queried Mr. Pioneer about all that he had seen and got his take on some of the newer foundation options. “If you were starting a new log home today,” I asked, “what kind of foundation would you build?”
“That all depends on a lot of things,” he said, “like where I was building and my budget
. If I were building on fairly flat ground, I’d choose a monolithic slab but with some twists. In a cold area, instead of digging my footings to frost depth, I would use a frost-protected shallow footing, or FPSF. They’ve used those things in northern Europe for decades, but they’re just catching on in the United States. Still, all major building codes accept them.”
The principle of the FPSF is simple. Insulating the edge of the slab and footing and the ground immediately around the foundation captures heat from the building, so frost doesn’t penetrate as deep. Footings built this way need be only 12 to 16 inches deep instead of several feet. The result is considerable savings
in both time and cost. Because an FPSF relies on building heat, indoor temperatures shouldn’t be allowed to drop below 55 to 60 degrees. This means they aren’t suitable for unconditioned outbuildings or seasonal homes. The amount of insulation and the width and depth of insulation laid around the footing depend on the climate, so it’s important that someone familiar with FPSFs design them. It’s also best to have them installed by an experienced contractor. It will be less expensive, plus you won’t have to listen to all the reasons you should be building a traditional footing.
“If I were building on a slab in a cold climate,” Mr. Pioneer continued, “I’d also install radiant floor heat. This would eliminate ductwork and cut down on the dusting that goes along with blowing air around. I’d get the most efficient boiler I could find. If I had a sunny building site, I would look into solar hot water. This would cut heating costs way down. We are retired, after all, and fixed incomes don’t play well with rising energy costs.”
“If I couldn’t build on a slab,” Mr. Pioneer continued, “I’d probably skip the crawl space and go straight to a full basement. But I wouldn’t use traditional building materials
like rock, concrete or block for the walls. I’d probably choose insulated concrete forms (ICFs) or pre-cast concrete. These products are usually easier and faster to install and offer improved safety, comfort and energy efficiency
ICFs are panels or blocks made of rigid foam insulation. Instead of erecting forms, pouring concrete and then stripping away the forms, concrete is poured into the ICFs, which are left in place to create an insulated concrete wall. They result in better energy efficiency and a drier, more comfortable basement. Pre-cast concrete foundation wall panels are set with a crane. They include some insulation and can accept more to make a fast, energy-efficient basement wall.
“By the way,” Mr. Pioneer said, “if I planned on a full basement, I would look for a building site with enough slope to leave part of the foundation wall exposed. That way, I could add some windows and maybe a door. Basements are a lot more comfortable when they can get some sunlight and fresh air.
“If I couldn’t do a slab and my budget was tight or I didn’t want the hassle of a basement, I would choose an unvented or “conditioned” crawl space. I’d use the FPSF just like for the slab and pour a concrete floor. I could use the crawl space for storage and utilities like a water heater and furnace or heat pump. It would also give me a conditioned space for ductwork, something a slab wouldn’t do.”
With the afternoon wearing on, I finally wrapped up our conversation. As I was walking away, Mr. Pioneer left me with a few parting words.
“You know, when I was building, we did most things by trial and error,” he said. “We also had to invent things and wait around a long time to see whether they worked. Today, there’s a wealth of building knowledge and a lot of technology I never had a chance to use. Do your research and don’t be afraid to try new things. When some of these old timers come to me and say, ‘Buildings were so much better in the old days,’ I just smile and ask, “You mean before indoor plumbing?” Jim Cooper is a former general contractor, the author of Log Homes Made Easy and a LEED Accredited Professional who consults in energy efficient and sustainable building.